Fiduciary Standards

 

Critical Concept

The investment fiduciary has the critical duty to manage a prudent investment process, without which the components of an investment plan cannot be defined, implemented, or evaluated.

Statutes, case law, and regulatory opinion letters dealing with fiduciary responsibility further reinforce this important concept.

Defining The Investment Fiduciary

Investment Fiduciary - a person who has the legal responsibility for managing someone else's money. Applies to more than 5 million men and women who serve as:

  • Members of investment committees of retirement plans, foundations and endowments
     
  • Trustees of private trusts
     
  • Advisors who provide comprehensive and continuous investment advice

As critical as their function is to the fiscal health of this nation, we do not have a single federal or state agency that provides education and training to the 5 million.

Click Here For Information about what effect this has on your account and how FFA stands up to this responsibility.  This is a very critical topic, please allow time for a download.

                "Professor Fiducio®" Stands for Fiduciary Responsibility